S-8 POS

As filed with the Securities and Exchange Commission on December 13, 2019

Registration No. 333-143377

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 4

TO

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

APPLIED MATERIALS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   94-1655526

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

3050 Bowers Avenue, P.O. Box 58039, Santa Clara, California 95052-8039

(Address of Principal Executive Offices) (Zip Code)

APPLIED MATERIALS, INC. EMPLOYEES’ STOCK PURCHASE PLAN

(Full title of the plan)

Christina Y. Lai

Vice President, Corporate Legal Affairs, Corporate Secretary

Applied Materials, Inc.

3050 Bowers Avenue, P.O. Box 58039, Santa Clara, California 95052-8039

(Name and address of agent for service)

Telephone number, including area code, of agent for service: (408) 727-5555

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

 


EXPLANATORY STATEMENT – DEREGISTRATION OF A PORTION OF SHARES

Effective as of October 28, 2019, Applied Materials, Inc. (the “Registrant”) amended its Employees’ Stock Purchase Plan (the “Plan”) to decrease the number of shares of its common stock (“Shares”) that is available for issuance under the Plan by 3,000,000 Shares. Accordingly, the purpose of this Post-Effective Amendment No. 4 to the Registrant’s Registration Statement on Form S-8 (Commission File No. 333-143377), which was originally filed on May 30, 2007, amended by Post-Effective Amendment No. 1 thereto filed on July 27, 2009, amended by Post-Effective Amendment No. 2 thereto filed on February 23, 2010, and amended by Post-Effective Amendment No. 3 thereto filed on December 5, 2012 (the “Registration Statement”), is to reduce the number of Shares previously registered for issuance under the Plan pursuant to the Registration Statement (which number was 47,000,000) by 3,000,000 Shares that remain unsold. As a result, the Registration Statement now covers a maximum of 44,000,000 Shares.

Except to the extent specified above, the Registration Statement as previously filed is not amended or otherwise affected by this Post-Effective Amendment No. 4 thereto.

EXHIBIT INDEX

 

  4.1    Applied Materials, Inc. Employees’ Stock Purchase Plan, amended and restated effective October  28, 2019, incorporated by reference to Exhibit 10.12 to the Registrant’s Form 10-K (file no. 000-06920) filed December 13, 2019.
24.1    Power of Attorney of Directors (included on the signature page hereto).


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 4 to Registration Statement on Form S-8 (Commission File No. 333-143377) to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Clara, State of California on the 13th day of December, 2019.

 

APPLIED MATERIALS, INC.

By:

  /s/ Gary E. Dickerson
  Gary E. Dickerson
  President, Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS:

Each of the undersigned directors and officers of Applied Materials, Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints Gary E. Dickerson, Daniel J. Durn and Christina Y. Lai and each of them with power to act alone, his or her true and lawful attorney-in-fact, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to act on, sign and file with the Securities and Exchange Commission any and all amendments (including post-effective amendments) to the Registration Statement on Form S-8 (Commission File No. 333-143377) together with all schedules and exhibits thereto, and to act on, sign and file such certificates, instruments, agreements and other documents as may be necessary or appropriate in connection therewith, granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary or desirable to be done in and about the premises, as fully to all intents and purposes, as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact or his substitute or substitutes may lawfully do or cause to be done by virtue hereof.

******

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 4 to Registration Statement on Form S-8 (Commission File No. 333-143377) has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/s/ Gary E. Dickerson

Gary E. Dickerson

  

President, Chief Executive Officer and Director

(Principal Executive Officer)

  December 13, 2019

/s/ Daniel J. Durn

Daniel J. Durn

  

Senior Vice President, Chief Financial Officer

(Principal Financial Officer)

  December 13, 2019

/s/ Charles W. Read

Charles W. Read

  

Corporate Vice President, Corporate Controller and Chief Accounting Officer

(Principal Accounting Officer)

  December 13, 2019


Signature

  

Title

 

Date

/s/ Thomas J. Iannotti

Thomas J. Iannotti

   Chairman of the Board   December 13, 2019

/s/ Judy Bruner

Judy Bruner

  

Director

  December 13, 2019

/s/ Xun Chen

Xun Chen

  

Director

  December 13, 2019

/s/ Aart J. de Geus

Aart J. de Geus

  

Director

  December 13, 2019

/s/ Stephen R. Forrest

Stephen R. Forrest

  

Director

  December 13, 2019

/s/ Alexander A. Karsner

Alexander A. Karsner

  

Director

  December 13, 2019

/s/ Adrianna C. Ma

Adrianna C. Ma

  

Director

  December 13, 2019

/s/ Yvonne McGill

Yvonne McGill

  

Director

  December 13, 2019

/s/ Scott A. McGregor

Scott A. McGregor

  

Director

  December 13, 2019

/s/ Dennis D. Powell

Dennis D. Powell

  

Director

  December 13, 2019